🎧 HSF Podcast: On Just Terms S2 EP5 - Fair, Orderly and Transparent with Lucinda McCann, Chief Compliance Officer, ASX

In this episode of On Just Terms, Jason Betts and Harry Edwards are joined by Lucinda McCann, Chief Compliance Officer at the ASX, for a candid conversation on the organisation’s approach to its supervisory and enforcement responsibilities.
 
Lucinda discusses ASX's shift to risk-based supervision, effective engagement during its inquiries, continuous disclosure obligations, trading halts, and its referrals of matters to ASIC. She also explores the impact of the securities class actions market on its work and how AI may support the ASX’s work.
 
A practical discussion for those advising or working in Australia’s listed markets.